United States Patent and Trademark Office OG Notices: 16 July 2002

Date            Type of         Proceeding
Issued          Case (1)        or App'n No.            Party/Parties

6-4             EX              75/762,919              Automated
                                                        Securities
                                                        Clearance, Ltd.

6-5             OPP             113,007                 The Black Dog
                                                        Tavern Co., Inc. v.
                                                        the King Street
                                                        Investment Co.,
                                                        L.L.C.


                                Opposer's/              Applicant's/
                                Petitioner's            Respondent's
                TTAB            Mark and                Mark and
Issue           Decision        Goods/Services          Goods/Services

2(d)            Refusal                                 "UMA"
                Reversed                                [computer software
                                                        for use by
                                                        securities brokers
                                                        and dealers and
                                                        financial
                                                        institutions in
                                                        receiving,
                                                        transmitting,
                                                        executing, and
                                                        managing trades
                                                        involving stocks,
                                                        bonds, currencies,
                                                        debentures, mutual
                                                        funds, futures,
                                                        options,
                                                        securities, and
                                                        related
                                                        instructional
                                                        manuals]

opposer's       Opposition      "THE BLACK DOG"         "BLACK DOG COFFEE"
standing to     Dismissed       [restaurant and bakery  [coffee]
raise its                       shop services; printed
pleaded                         matter, namely,
grounds for                     catalogs published
opposition                      periodically featuring
                                clothing, food,
                                jewelry, toys and gift
                                items]
                                and a design mark
                                consisting of a
                                representation of a
                                black dog
                                [restaurant and bakery
                                shop services]


Mark and                                        Citable as
Goods Cited by                                  Precedent
Examining Atty.                                 of TTAB

"UMA"                                           No
[investing the funds of
others and investment
management services]

                                                No


(1)EX=EX PARTE APPEAL; OPP=OPPOSITION; CANC=CANCELLATION; CU=CONCURRENT
USE; (SJ)=SUMMARY JUDGMENT; (R)=REQ. FOR RECONSIDERATION; (MD)=MOTION
TO DISMISS; (MR)=MOTION TO REOPEN