35 U.S.C. 257 provides for supplemental examination of an issued patent. A request for supplemental examination must be filed by the patent owner, and must request that the Office "consider, reconsider, or correct information believed to be relevant to the patent, in accordance with such requirements as the Director may establish". The "information" that forms the basis of the request is not limited to patents and printed publications, and may include other issues, e.g., issues under 35 U.S.C. 112. The standard for granting the request is whether one or more items of information raises a substantial new question of patentability (SNQ), which requires a showing that a reasonable examiner would consider the item of information important in determining the patentability of the claims. Within 3 months after the receipt of a request meeting Office requirements, the Office will conduct the supplemental examination and will conclude the examination by issuing a certificate indicating whether the information presented in the request raises an SNQ. If an SNQ is raised by one or more items of information in the request, reexamination will be ordered, and will be conducted according to ex parte reexamination procedures (except patent owner will not have the right to file a statement pursuant to 35 U.S.C. 304). This provision is effective September 16, 2012, and will apply to any patent issued before, on, or after the effective date (retrospective effect).
- Best Practices to Meet Certain Supplemental Examination Filing Requirements (December 19, 2012)
Supplemental Examination Training for the Central Reexamination Unit (September 2012)
Small Entity Compliance Guide on Request for Supplemental Examination (September 2012)
- USPTO Forms
- Supplemental Examination Final Rules (77 Fed. Reg. 48828, August 14, 2012)
- Supplemental Examination Fee Methodology for Final Rule (August 14, 2012)
- Supplemental Examination Proposed Rule (77 Fed. Reg. 3666, January 25, 2012)
- Cost Calculations for Supplemental Examination and Reexamination (January 25, 2012)
- 12 Month Implementation Timeline
- Supplemental Examinination FAQs