Patent Forms for Applications Filed On or After September 16, 2012
NOTES:
- All forms are provided in Adobe's PDF format. You must have Adobe Acrobat reader installed on your computer (at minimum, Acrobat 5.0 is required). For best results, right-click on the link to the form and select “Save link as” or equivalent. Then use Adobe Reader to open the form.
- Examples of proper signatures can be found here.
- The expiration date at the top right-hand corner of each page of certain forms is a requirement of the OMB approval process under the Paperwork Reduction Act (PRA) of 1995, and does not indicate a date beyond which the forms are invalid. The date shown in the middle column above indicates when each form was last revised.
- For general assistance in completing the patent forms below or to request paper copies of the forms, contact the USPTO Contact Center Division at 1-800-786-9199 (1-800-PTO-9199) or 571-272-1000, and select option 2.
- To report a problem with a fillable patent form, please email ebc@uspto.gov.
IMPORTANT NOTICES AND REMINDERS REGARDING USE OF PATENT FORMS
The Office provides forms to the public to use in certain situations to assist in the filing of correspondence for a certain purpose and to meet certain requirements for patent applications and proceedings. Use of the forms for purposes for which they were not designed is prohibited.
No changes to certification statements on the Office forms (e.g., oath or declaration forms, terminal disclaimer forms, petition forms, and nonpublication request form) may be made.
The existing text of a form, other than a certification statement, may be modified, deleted, or added to, if all text identifying the form as an Office form is removed.
The presentation to the Office (whether by signing, filing, submitting, or later advocating) of any Office form with text identifying the form as an Office form by a party, whether a practitioner or non-practitioner, constitutes a certification under 37 CFR 11.18(b) that the existing text and any certification statements on the form have not been altered other than permitted by EFS-Web customization.
See 37 CFR 1.4(d)(3).
To apply for a patent under 35 U.S.C. 111, transfer the ownership of a patent, or request other actions related to patents, certain information specified in the Patent Laws (Title 35, United States Code) and Rules (Title 37, Code of Federal Regulations) must be submitted to the U.S. Patent and Trademark Office (USPTO). The USPTO provides patent forms to the public to use in certain situations, but, in almost all situations the USPTO does not require use of a form, or even provide a form, to submit the information required. The patent forms provided below were designed as a guide to assist patent applicants and patentees in making certain limited submissions to the USPTO. Use of the patent forms for purposes they were not designed for is not advised. The Patent Laws and Rules should be your primary guide to what information must be submitted and how it must be submitted. Any submission that meets all requirements of the Patent Laws, Rules, and Orders and Notices of the Director of the US Patent and Trademark Office, will be accepted, whether or not it is similar to any of the patent forms provided below. A submission may not be accepted, even if it is identical to a patent form provided below, if in a specified case, it does not meet all the requirements of Patent Laws, Rules, and Orders and Notices. For current fee amounts, please click here. A surcharge will be due if the basic filing fee is not paid on filing. Other consequences may occur if the proper fees are not paid or if the required action is not taken.
To open a particular form for immediate use, click on the link. The forms are capable of being completed on your computer. To save a form for later use, use your browser's right mouse button to click on the form hyperlink, save the form file on your machine's hard disk, and open it locally in the Acrobat reader.
NOTICE: If any part of the preprinted text of a PTO form is modified, deleted or added to, the form number and the OMB information in the header and footer of the form MUST be removed from the altered form. | |||
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Form Number [PDF] | Fillable PDF | Last Updated | Form Title >> SORT FORMS BY TITLE also links to forms not available in PDF & templates |
General Business Transactions | >> SORT FORMS BY TITLE also links to forms not available in PDF & templates | ||
PTO-2038 | PTO-2038 | 2023/11 | Credit Card Payment Form and Instructions |
Patent Related Forms | >> SORT FORMS BY TITLE also links to forms not available in PDF & template forms | ||
PTO-2042a | Patent Electronic Verification Form (please click here) | ||
PTO-2326 | PTO-2326 | 2023/11 | Request for Refund |
PTOL-85B | PTOL-85B | 2023/11 | Fee Transmittal (Part B) of the Notice of Allowance and Fee(s) Due form |
PTO/SB/01 | 2019/04 | Declaration for Utility or Design Patent Application. To appoint an attorney or agent, use form PTO/SB/81 | |
PTO/SB/01A | SB01A | 2015/06 | Declaration (37 CFR 1.63) for Utility or Design Application Using An Application Data Sheet (37 CFR 1.76) . To appoint an attorney or agent, use form PTO/SB/81 |
PTO/SB/02 | 2017/02 | Declaration (Additional Inventors) and Supplemental Priority Data Sheet [2 pages]. | |
PTO/SB/02LR | SB02LR | 2007/07 | Declaration (Supplemental sheets for Legal Representatives) |
PTO/SB/02CN | SB02CN | 2007/07 | Declaration (Additional Inventors) and Supplemental Priority Data Sheet [2 pages]. (Chinese Language Declaration for Additional Inventors.) |
PTO/SB/02DE | SB02DE | 2007/07 | Declaration (Additional Inventors) and Supplemental Priority Data Sheet [2 pages]. (German Language Declaration for Additional Inventors.) |
PTO/SB/02ES | SB02ES | 2007/07 | Declaration (Additional Inventors) and Supplemental Priority Data Sheet [2 pages]. (Spanish Language Declaration for Additional Inventors.) |
PTO/SB/02FR | SB02FR | 2007/07 | Declaration (Additional Inventors) and Supplemental Priority Data Sheet [2 pages]. (French Language Declaration for Additional Inventors.) |
PTO/SB/02IT | SB02IT | 2007/07 | Declaration (Additional Inventors) and Supplemental Priority Data Sheet [2 pages]. (Italian Language Declaration for Additional Inventors.) |
PTO/SB/02JP | SB02JP | 2007/07 | Declaration (Additional Inventors) and Supplemental Priority Data Sheet [2 pages]. (Japanese Language Declaration for Additional Inventors.) |
PTO/SB/02KR | SB02KR | 2007/07 | Declaration (Additional Inventors) and Supplemental Priority Data Sheet [2 pages]. (Korean Language Declaration for Additional Inventors.) |
PTO/SB/02NL | SB02NL | 2007/07 | Declaration (Additional Inventors) and Supplemental Priority Data Sheet [2 pages]. (Dutch Language Declaration for Additional Inventors.) |
PTO/SB/02RU | SB02RU | 2007/07 | Declaration (Additional Inventors) and Supplemental Priority Data Sheet [2 pages]. (Russian Language Declaration for Additional Inventors.) |
PTO/SB/02SE | SB02SE | 2007/07 | Declaration (Additional Inventors) and Supplemental Priority Data Sheet [2 pages]. (Swedish Language Declaration for Additional Inventors.) |
PTO/SB/03 | SB03 | 2008/05 | Plant Patent Application (35 USC 161) Declaration (37 CFR 1.63) [2 pages]. To appoint an attorney or agent, use form PTO/SB/81 |
PTO/SB/03a | SB03a | 2007/07 | Declaration (37 CFR 1.63) for Plant Application Using An Application Data Sheet (37 CFR 1.76). To appoint an attorney or agent, use form PTO/SB/81 |
PTO/SB/04 | SB04 | 2008/05 | Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67)[2 pages]. To appoint an attorney or agent, use form PTO/SB/81 |
PTO/SB/06 (same as PTO-875) | SB06 | 2022/12 | Patent Application Fee Determination Record |
PTO/SB/07 (same as PTO-1360) | SB/07 | 2007/07 | Multiple Dependent Claim Fee Calculation Sheet |
PTO/SB/08 (same as PTO-1449) | This EFS-Web version of the SB/08 is the RECOMMENDED version | 2022/01 | Information Disclosure Statement by Applicant [2 pages]. Click Here for a listing of kind codes used on U.S. patent documents |
SB08a (pg 1) SB08b (pg 2) | |||
PTO/SB/09 | SB09 | 2016/12 | Certification and Request for Consideration of an Information Disclosure Statement Filed After Payment of the Issue Fee Under the QPIDS Pilot Program (for more information on the QPIDS pilot program, click here) |
PTO/SB/15A | SB15A | 2014/07 | Certification of Micro Entity Status - Gross Income Basis (Gross Income Limit) (Who may sign the SB/15A and SB/15B?) |
PTO/SB/15B | SB15B | 2014/07 | Certification of Micro Entity Status - Institution of Higher Education Basis (Who may sign the SB/15A and SB/15B?) |
PTO/SB/17 | SB17 | 2022/12 | Fee Transmittal (for more information, click here) |
PTO/SB/17i | SB17i | 2022/12 | Processing Fee Under 37 CFR 1.17(i) Transmittal |
PTO/SB/17p | SB17p | 2022/12 | Petition Fee Under 37 CFR 1.17(f), (g) & (h) Transmittal |
PTO/SB/21 | SB21 | 2009/07 | Transmittal Form |
PTO/SB/22 | SB22 | 2022/12 | Petition for Extension of Time under 37 CFR 1.136(a) |
PTO/SB/23 | SB23 | 2009/07 | Petition for Extension of Time under 37 CFR 1.136(b) |
PTO/SB/24 | SB24 | 2009/01 | Express Abandonment Under 37 CFR 1.138 |
PTO/SB/24a | SB24a | 2009/07 | Petition for Express Abandonment to Avoid Publication under 37 CFR 1.138(c) |
PTO/SB/24b | SB24b | 2009/07 | Petition for Express Abandonment to Obtain a Refund |
PTO/SB/25 | SB25 | 2011/08 | Terminal Disclaimer to Obviate a Provisional Double Patenting Rejection over a Pending Second Application |
A Terminal Disclaimer may alternatively be filed as a Web-based eTerminal Disclaimer over USPTO's patent electronic filing system. Click here for more information. | |||
PTO/SB/25a | SB25a | 2014/02 | Terminal Disclaimer in a Patent or Proceeding in view of an Application |
PTO/SB/26 | SB26 | 2011/08 | Terminal Disclaimer to Obviate a Double Patenting Rejection over a Prior Patent |
A Terminal Disclaimer may alternatively be filed as a Web-based eTerminal Disclaimer over USPTO's patent electronic filing system. Click here for more information. | |||
PTO/SB/26a | SB26a | 2014/02 | Terminal Disclaimer in a Patent or Proceeding in view of Another Patent |
PTO/SB/31 | SB31 | 2022/12 | Notice of Appeal from the Examiner to the Patent Trial and Appeal Board |
PTO/SB/32 | SB32 | 2022/12 | Request for Oral Hearing before the Patent Trial and Appeal Board |
PTO/SB/33 | SB33 | 2017/06 | Pre-Appeal Brief Request for Review (For more information, click here) |
PTO/AIA/34 | AIA34 | 2022/12 | Certification and Transmittal of Appeal Forwarding Fee (For more information, click here) |
PTO/SB/35 | SB35 | 2009/07 | Nonpublication Request under 35 U.S.C. 122(b)(2)(B)(i) |
PTO/SB/36 | SB36 | 2009/07 | Rescission of Previous Nonpublication Request (35 U.S.C. 122(b)(2)(B)(ii)) and, if applicable, Notice of Foreign Filing (35 U.S.C. 122(b)(2)(B)(iii)) |
PTO/SB/37 | SB37 | 2012/07 | Request for Deferral of Examination 37 CFR 1.103(d) |
PTO/SB/38 | SB38 | 2014/10 | Request to Retrieve Electronic Priority Application(s) (for more information click here) |
PTO/SB/39 | SB39 | 2015/11 | Authorization or Rescission of Authorization to Permit Access to Application-As-Filed by Participating Offices (for more information click here) |
PTO/AIA/40 | AIA40 | 2018/04 | Request for Correction in a Patent Application Relating to Inventorship or an Inventor Name, or Order of Names, Other than in a Reissue Application (37 CFR 1.48) |
PTO/SB/42 | SB42 | 2009/07 | 37 CFR 1.501 Information Disclosure Citation in a Patent |
PTO/SB/43 | SB43 | 2023/06 | Disclaimer in Patent under 37 CFR 1.321(a) |
PTO/SB/44 (same as PTO-1050) | SB44 | 2007/09 | Certificate of Correction |
PTO/SB/45 | SB45 | 2022/05 | Maintenance Fee Transmittal Form. |
PTO/SB/47 | SB47 | 2021/11 | "Fee Address" Indication Form |
PTO/SB/51 | SB51 | 2012/09 | Reissue Application Declaration by the Inventor [2 pages] |
PTO/SB/51S | SB51S | 2007/09 | Supplemental Declaration for Reissue Patent Application to Correct "Errors" Statement (37 CFR 1.175) |
PTO/SB/52 | SB52 | 2012/09 | Reissue Application Declaration by the Assignee [2 pages] |
PTO/SB/53 | SB53 | 2007/09 | Reissue Application: Consent of Assignee; Statement of Non-Assignment |
PTO/SB/57 | SB57 | 2018/01 | Request for Ex Parte Reexamination Transmittal Form |
PTO/SB/63 | SB63 | 2009/07 | Terminal Disclaimer to Accompany Petition |
PTO/SB/64 | SB64 | 2021/10 | Petition for Revival of an Application for Patent Abandoned Unintentionally Under 37 CFR 1.137(a) [2 pages] |
A Petition for Revival to accept late payment of issue fee may alternatively be filed as a Web-based ePetition. Click here for more information. | |||
PTO/SB/64a | SB64a | 2021/10 | Petition for Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International Filing (37 CFR 1.137(f)) |
A Petition for Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or Int'l Filing may alternatively be filed as a Web-based ePetition. Click here for more information. | |||
PTO/SB/661 EFS-WEB PTO/SB/662 | EFS-WEB SB662 Effective Feb 1, 2018, this PDF-based EFS-Web Auto-Process option has been retired. Please use the Web-based ePetition option to secure filing with Auto-Processing. Alternatively, the standard SB/66 PDF (available directly below) may be used, but it will be processed by the Office of Petitions (no Auto-Processing). | 2018/121 | 1Petition to Accept Unintentionally Delayed Payment of Maintenance Fee in an Expired Patent (37 CFR 1.378(b)) [3 pages]. Use of this form is for processing by the Office of Petitions (not auto-processed) 2RETIRED FEB 1, 2018 |
SB66 1 | |||
PTO/SB/67 | SB67 | 2015/11 | Power to Inspect/Copy |
PTO/SB/68 | SB68 | 2014/10 | Request for Access to an Abandoned Application under 37 CFR 1.14 |
PTO/SB/69 | SB69 | 2015/11 | Authorization or Rescission of Authorization to Permit Access To Search Results By The European Patent Office (EPO) |
PTO/SB/80 | SB80 | 2008/11 | Power of Attorney to Prosecute Applications Before the USPTO (for more information click here) |
PTO/SB/81 | SB81 | 2009/08 | Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. |
PTO/SB/81A | SB81A | 2008/12 | Patent - Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. |
PTO/SB/81B | SB81B | 2008/12 | Reexamination - Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. |
PTO/SB/81C | SB81C | 2008/12 | Reexamination - Third Party Requester Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. |
PTO/SB/82CN | SB82CN | 2009/07 | Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. (Chinese Language Power of Attorney) [2 pages] |
PTO/SB/82DE | SB82DE | 2009/07 | Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. (German Language Power of Attorney) [2 pages] |
PTO/SB/82ES | SB82ES | 2009/07 | Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. (Spanish Language Power of Attorney) [2 pages] |
PTO/SB/82FR | SB82FR | 2009/07 | Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. (French Language Power of Attorney) [2 pages] |
PTO/SB/82IT | SB82IT | 2009/07 | Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. (Italian Language Power of Attorney) [2 pages] |
PTO/SB/82JP | SB82JP | 2009/07 | Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. (Japanese Language Power of Attorney) [2 pages] |
PTO/SB/82KR | SB82KR | 2009/07 | Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. (Korean Language Power of Attorney) [2 pages] |
PTO/SB/82NL | SB82NL | 2009/07 | Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. (Dutch Language Power of Attorney) [2 pages] |
PTO/SB/82RU | SB82RU | 2009/07 | Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. (Russian Language Power of Attorney) [2 pages] |
PTO/SB/82SE | SB82SE | 2009/07 | Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. (Swedish Language Power of Attorney) [2 pages] |
PTO/SB/83 | SB83 | 2013/04 | Request for Withdrawal As Attorney or Agent and Change of Correspondence Address |
A Request for Withdrawal As Attorney or Agent may alternatively be filed as a Web-based ePetition. Click here for more information. | |||
PTO/SB/91 | SB91 | 2009/07 | Deposit Account Order Form |
PTO/SB/92 | SB92 | 2022/05 | Certification of Mailing or Transmission under 37 CFR 1.8 |
PTO/SB/95 | discontinued 2007/02 | Disclosure Document Deposit Request - program discontinued 01FEB2007; see Provisional Patent Application | |
PTO/SB/96 | SB96 | 2018/11 | Statement Under 37 CFR 3.73(b) |
PTO/SB/97 | SB97 | N/A | Deleted as of 07/2016. Please use PTO/SB/92 instead. |
PTO/SB/101 | SB101 | 2016/05 | Declaration for Utility or Design Patent Application (37 CFR 1.63) (Chinese Language Declaration) [4 pages] |
PTO/SB/102 | SB102 | 2016/05 | Declaration for Utility or Design Patent Application (37 CFR 1.63) (Dutch Language Declaration) [4 pages] |
PTO/SB/103 | SB103 | 2016/05 | Declaration for Utility or Design Patent Application (37 CFR 1.63) (German Language Declaration) [4 pages] |
PTO/SB/104 | SB104 | 2016/05 | Declaration for Utility or Design Patent Application (37 CFR 1.63) (Italian Language Declaration) [4 pages] |
PTO/SB/105 | SB105 | 2016/05 | Declaration for Utility or Design Patent Application (37 CFR 1.63)(French Language Declaration) [4 pages] |
PTO/SB/106 | SB106 | 2016/05 | Declaration for Utility or Design Patent Application (37 CFR 1.63) (Japanese Language Declaration) [4 pages] |
PTO/SB/107 | SB107 | 2016/05 | Declaration for Utility or Design Patent Application (37 CFR 1.63) (Russian Language Declaration) [4 pages] |
PTO/SB/108 | SB108 | 2016/05 | Declaration for Utility or Design Patent Application (37 CFR 1.63) (Swedish Language Declaration) [4 pages] |
PTO/SB/109 | SB109 | 2016/05 | Declaration for Utility or Design Patent Application (37 CFR 1.63) (Spanish Language Declaration) [4 pages] |
PTO/SB/110 | SB110 | 2016/05 | Declaration for Utility or Design Patent Application (37 CFR 1.63) (Korean Language Declaration) [4 pages] |
PTO/SB/122 | SB122 | 2015/06 | Change of Correspondence Address, Application |
PTO/SB/123 | SB123 | 2015/06 | Change of Correspondence Address, Patent |
PTO/SB/123A | SB123A | 2009/02 | Patent Owner Change of Correspondence Address - Reexamination Proceeding |
PTO/SB/123B | SB123B | 2009/02 | Third Party Requester Change of Correspondence Address - Reexamination Proceeding |
PTO/SB/124 | SB124 | 2008/12 | Request for Customer Number Data Change |
PTO/SB/125 | SB125 | 2008/11 | Request for Customer Number |
PTO/SB/130 | Recommended: Web-Based ePetition Alternative: Fillable PDF | 2019/01 | Petition to Make Special based on Age |
PTO/SB/133 | SB/133 | 2023/02 | Patent Term Adjustment Statement Under 37 CFR 1.704(d) |
PTOL-413A | PTOL-413A | 2016/07 | Applicant Initiated Interview Request Form. This form is to implement a policy change regarding interview summaries. See MPEP 713.04 Link to MPEP. |
PTO/SB/424 | SB424 | 2011/12 | Certification and Request for Prioritized Examination Under 37 CFR 1.102(e) |
PTO/SB/429 | SB429 | 2021/11 | Third-Party Submission Under 37 CFR 1.290 (instructions) |
PTO/SB/434 | SB434 | 2022/03 | Certification and Request for Consideration Under the After Final Consideration Pilot Program 2.0 |
PTO/SB/439 | SB439 | 2015/11 | Authorization for Internet Communications in a Patent Application or Request to Withdraw Authorization for Internet Communications |
PTO/SB/445 | SB445 | 2022/09 | Petition to Accept an Unintentionally Delayed Claim Under 35 U.S.C. 119(e) for the Benefit of a Prior-Filed Provisional Application (37 CFR 1.78(c)) |
PTO-875 | See PTO/SB/06 | ||
PTO/SB/1209 | SB1209 | 2021/02 | Oath or Declaration |
PTO-1360 | See PTO/SB/07 | ||
PTO-1449 | See PTO/SB/08 | ||
PTO/SB/2048A | PTO/SB/2048A | 2017/08 | Complaint Regarding Invention Promoter |
Patent Cooperation Treaty Related Forms | >> Access to more Patent Cooperation Treaty (PCT) forms on PCT site | ||
>> SORT FORMS BY TITLE & links to forms not available in PDF & templates | |||
PTO/SB/64pct | SB64pct | 2020/12 | Petition for Revival of an International Application for Patent Designating the U.S. Abandoned Unintentionally under 37 CFR 1.137(a) [2 pages] |