Working papers and book chapters

Office of the Chief Economist (OCE) economists and their collaborators conduct a variety of policy relevant research and make their preliminary findings available as working papers and book chapters.  

Identifying Inventors, Applicants, and Assignees from USPTO XML Data

Gerard Torres and Alexander V. Giczy
USPTO Economic Working Paper No. 2025-1
January 2025
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Identifying inventors, applicants, and assignees on published pre-grant patent applications and granted patents in the extensible markup language (XML) data provided by the U.S. Patent and Trademark Office's Bulk Data Storage System is complicated due to changes necessitated by the America Invents Act of 2011. PatentsView corrects common mistakes that occur when parsing this XML data to categorize individuals and organizations as either inventors, applicants, or assignees. By applying simple guidelines as well as an understanding of the changes from the America Invents Act, PatentsView is able to provide users with more accurate bibliographic patent data for their analysis.


On your marks! Trademark races and their impact on product introductions

Carsten Fink, Christian Helmers, Julian Kolev and Andrew A. Toole
USPTO Economic Working Paper No. 2024-6
December 2024
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Examining U.S. Patent Values: Renewal Choices, Citation Dynamics, and Economic Growth

Ryan Hughes
USPTO Economic Working Paper No. 2024-5
December 2024
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Untapped Potential: Investigating Gender Disparities in Patent Citations

Gauri Subramani and Michelle Saksena
USPTO Economic Working Paper No. 2024-3 
July 2024 
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The contribution of startups, venture finance, and patenting to innovation in U.S. agriculture

Gregory D. Graff, Charles deGrazia, and Nicholas Rada
USPTO Economic Working Paper No. 2024-2 
July 2024 
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Technical Documentation for Patent Litigation Docket Reports Data, 1963-2020

Andrew A. Toole, Richard Miller and Ted M. Sichelman
USPTO Economic Working Paper No. 2024-1 
March 2024 
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Competitive Dynamism in Nascent Markets: Trademarks and Superstar Firm Entry in the Metaverse

Wendy A. Bradley and Julian Kolev 
USPTO Economic Working Paper No. 2023-1 
September 2023 
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Closing the Gender Gap in Patenting: Evidence from a Randomized Control Trial at the USPTO

Nicholas A. Pairolero, Andrew A. Toole, Peter-Anthony Pappas, Charles deGrazia and Mike Teodorescu
USPTO Economic Working Paper No. 2022-1
November 2022
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Immunity to the COVID-19 shock? The case of US innovation, resilience and ingenuity: Global innovation responses to Covid-19

Walter G. Park, Andrew A. Toole, Gerard Torres and Richard D. Miller
Resilience and Ingenuity: Global Innovation Responses to Covid-19
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The Miner Act of 2006: Innovating for Safety and Health in U.S. Mining

Andrew A. Toole, James Forman, and Asrat Tesfayesus
Global Challenges for Innovation in Mining Industries
April 2022
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Using Intellectual Property Data to Measure Cross-Border Knowledge Flows

Jake Dubbert, Alexander V. Giczy, Nicholas A. Pairolero, and Andrew A. Toole
Trade in knowledge: Intellectual property, trade and development in a transformed global economy
February 2022
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Technical Documentation for Matching Patents and Trademarks to the 2017 National Establishment Time Series Database

Ryan Hughes, Charles deGrazia, and Julian Kolev
USPTO Economic Working Paper No. 2021-4
September 2021
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Software Piracy and IP Management Practices: Strategic Responses to Product-Market Imitation

Wendy A. Bradley and Julian Kolev
USPTO Economic Working Paper No. 2021-3
August 2021
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Artificial Intelligence Patent Dataset (AIPD) on a blue background with an outline of a head.

Identifying artificial intelligence (AI) invention: A novel AI patent dataset

Alexander V. Giczy, Nicholas A. Pairolero, and Andrew Toole
USPTO Economic Working Paper No. 2021-2
June 2021
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PatentsView: An open data platform to advance science and technology policy

Andrew Toole, Christina Jones, and Sarvothaman Madhavan
USPTO Economic Working Paper No. 2021-1
June 2021
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Technical Documentation for the 2019 Patent Examination Research Dataset (Patex) Release

Richard Miller
USPTO Economic Working Paper No. 2020-4
August 2020
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U.S. Intellectual Property and Counterfeit Goods—Landscape Review of Existing/Emerging Research

Vega Bharadwaj, Marieke Brock, Bridey Heing, Ramon Miron, and Noor Mukarram
USPTO Economic Working Paper No. 2020-3
April 2020
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Piracy Landscape Study: Analysis of Existing and Emerging Research Relevant to Intellectual Property Rights (IPR) Enforcement of Commercial-Scale Piracy

Brett Danaher, Michael D. Smith, and Rahul Telang
USPTO Economic Working Paper No. 2020-2
April 2020
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The Promise of Machine Learning for Patent Landscaping

Andrew A. Toole, Nicholas Pairolero, James Forman, and Alexander V. Giczy
USPTO Economic Working Paper No. 2020-1
March 2020
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Previous working papers